Filing Details
- Accession Number:
- 0001209191-13-004823
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-29 14:16:38
- Reporting Period:
- 2013-01-25
- Filing Date:
- 2013-01-29
- Accepted Time:
- 2013-01-29 14:16:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1415336 | Zeltiq Aesthetics Inc | ZLTQ | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1528831 | N Kristine Tatsutani | 4698 Willow Road Suite 100 Pleasanton CA 94588 | Cso, Svp Of Reg., Clinic & Qa | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-01-25 | 3,520 | $2.83 | 36,212 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-01-25 | 3,520 | $4.60 | 32,692 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2013-01-25 | 3,520 | $0.00 | 3,520 | $2.83 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
102,825 | 2021-05-17 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2012.
- 25% of the granted 117,696 shares became exercisable on 5/18/12. The remaining shares vest in a series of 36 equal monthly installments, provided the Reporting Person continues to provide service to ZELTIQ Aesthetics, Inc.