Filing Details
- Accession Number:
- 0001104659-13-005483
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-29 14:04:29
- Reporting Period:
- 2013-01-25
- Filing Date:
- 2013-01-29
- Accepted Time:
- 2013-01-29 14:04:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 864559 | Cascade Microtech Inc | CSCD | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1435750 | L Steven Harris | 13900 Nw Science Park Drive Portland OR 97229 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-01-25 | 1,200 | $7.00 | 41,273 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-01-28 | 6,000 | $7.00 | 35,273 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-01-28 | 15,000 | $0.00 | 50,273 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-28 | 6,046 | $7.00 | 44,227 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2013-01-28 | 8,954 | $0.00 | 8,954 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-01-28 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to existing 10(b)(5)-1 plan.
- These Restricted Stock Units do not carry a conversion price.
- Per the terms of the agreement and using aggregate market value sufficient to pay applicable taxes, shares were withheld and surrendered to the Company to satisfy tax withholding obligation in connection with the vesting of Restricted Stock Units.
- Restricted Stock Units have no expiration date.
Billionaire Hedge Funds
