Home > Insider Trading > Filing (0001181431-13-005285)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
275119	Baylake Corp	BYLK	State Commercial Banks (6022)	391268055

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1486969	James Louis Jeanquart	217 N 4Th Ave Sturgeon Bay WI 54235-2405		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-01-28	1,200	$8.35	210,779	No	4	P	Direct
Common Stock	Disposition	2013-01-28	300	$0.00	210,479	No	4	G	Direct
Common Stock	Disposition	2013-01-28	300	$0.00	210,179	No	4	G	Direct
Common Stock	Disposition	2013-01-28	300	$0.00	209,879	No	4	G	Direct
Common Stock	Disposition	2013-01-28	300	$0.00	209,579	No	4	G	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	G	Direct
No	4	G	Direct
No	4	G	Direct
No	4	G	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	23,995	Indirect	By IRA
Common Stock	3,000	Indirect	By JIT Corp
Common Stock	1,584	Indirect	By ESPP

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	10% Convertible Promissory Notes due 2017	$5.00		2017-06-30	80,000	0	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-06-30	80,000	0	Direct

Footnotes

Gift of shares to Christiaan R. Jeanquart, Custodian for Madelyn M. Jeanquart under WI UTMA
Gift of shares to Christiaan R. Jeanquart, Custodian for Marina L. Jeanquart under WI UTMA
Gift of shares to Melanie L. Christensen, Custodian for Jack L. Christensen under WI UTMA
Gift of shares to Melanie L. Christensen, Custodian for Morgan M. Christensen under WI UTMA
JIT Corp owns 3,000 shares of which the filer, as C.O.B. of JIT Corp, has pecuniary interest.
The convertible promissory note is convertible into shares of common stock at a conversion ratio of one share of common stock for each $5.00 in aggregate principal amount held on the record date of the conversion, subject to adjustment for stock dividends, stock-splits, repurchases or reclassifications, as described in the security.
The holder of the convertible promissory note may, at the option of the holder, convert up to the full principal amount of the convertible promissory notes into shares of common stock at any time prior to redemption or maturity. On October 1, 2014, up to one-half of the original principal amount of the convertible promissory note will automatically convert into shares of common stock.
June 30, 2017, is the stated maturity date of the convertible promissory notes.