Filing Details
- Accession Number:
- 0001209191-13-004680
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-28 17:46:49
- Reporting Period:
- 2013-01-25
- Filing Date:
- 2013-01-28
- Accepted Time:
- 2013-01-28 17:46:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1353283 | Splunk Inc | SPLK | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1368886 | F David Conte | C/O Splunk Inc. 250 Brannan Street San Francisco CA 94107 | Svp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-01-25 | 1,100 | $2.94 | 151,099 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-01-25 | 1,100 | $34.90 | 149,999 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-01-28 | 3,900 | $2.94 | 153,899 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-01-28 | 3,900 | $34.90 | 149,999 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-01-25 | 1,100 | $0.00 | 1,100 | $2.94 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-01-28 | 3,900 | $0.00 | 3,900 | $2.94 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
713,901 | 2021-07-14 | No | 4 | M | Direct | |
710,001 | 2021-07-14 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 26, 2012.
- The option, representing a right to purchase a total of 1,000,000 shares, is subject to an early exercise provision pursuant to which 646,975 shares are immediately exercisable and an additional 34,013 shares become exercisable on each of January 1, 2014 and January 1, 2015. One-fourth of the shares subject to the option vested on July 15, 2012 and one forty-eighth of the shares vest monthly thereafter.