Filing Details
- Accession Number:
- 0001209191-13-004660
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-28 17:04:55
- Reporting Period:
- 2013-01-25
- Filing Date:
- 2013-01-28
- Accepted Time:
- 2013-01-28 17:04:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
907654 | Arca Biopharma Inc. | ABIO | In Vitro & In Vivo Diagnostic Substances (2835) | 363855489 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1266125 | R Michael Bristow | 8001 Arista Place Suite 430 Broomfield CO 80021 | President And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-01-25 | 1,069,290 | $0.47 | 1,069,290 | No | 4 | P | Indirect | By NFS Custodian for Michael Bristow's IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By NFS Custodian for Michael Bristow's IRA |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common stock warrants (right to buy) | Acquisiton | 2013-01-25 | 748,503 | $0.00 | 748,503 | $0.38 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
748,503 | 2013-01-25 | 2020-01-25 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 834,495 | Indirect | By Investocor Trust as sole trustee |
Common Stock | 280,071 | Direct |
Footnotes
- The warrants are fully vested and exercisable upon issuance and have a contractual term of 7 years.