Filing Details
- Accession Number:
- 0001127602-13-002888
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-28 16:35:14
- Reporting Period:
- 2013-01-28
- Filing Date:
- 2013-01-28
- Accepted Time:
- 2013-01-28 16:35:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 822662 | Fidelity Southern Corp | LION | State Commercial Banks (6022) | 581416811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1115330 | Jr B James Miller | 3490 Piedmont Road Suite 1550 Atlanta GA 30305 | Chairman | Yes | Yes | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | Disposition | 2013-01-28 | 15,379 | $10.61 | 2,570,458 | No | 4 | S | Direct | |
| Fidelity Southern Corporation - Common Stock | Acquisiton | 2013-01-28 | 15,379 | $4.60 | 2,585,837 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | Stock Option (Right to Buy) | Disposition | 2013-01-28 | 15,379 | $0.00 | 15,379 | $4.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 59,621 | 2009-07-22 | 2013-07-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | 921 | Indirect | By 401(k) |
| Fidelity Southern Corporation - Common Stock | 10,418 | Indirect | By Berlin American Co Llc |
| Fidelity Southern Corporation - Common Stock | 197,015 | Indirect | By Shares Held By Ltd Partnership |
| Fidelity Southern Corporation - Common Stock | 95,923 | Indirect | By Spouse |
| Fidelity Southern Corporation - Common Stock | 233,406 | Indirect | By Trust - Family |
Footnotes
- Exercisable: 1/3 on 7/22/09; 1/3 on 7/22/10; 1/3 on 7/22/11
Billionaire Hedge Funds
