Filing Details
- Accession Number:
- 0000717538-13-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-28 16:26:47
- Reporting Period:
- 2013-01-25
- Filing Date:
- 2013-01-28
- Accepted Time:
- 2013-01-28 16:26:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
717538 | Arrow Financial Corp | AROW | National Commercial Banks (6021) | 222448962 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184486 | L Thomas Hoy | Arrow Financial Corporation 250 Glen Street Glens Falls NY 12801 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-12-06 | 416 | $0.00 | 156,932 | No | 4 | G | Direct | |
Common Stock | Disposition | 2012-12-10 | 1,025 | $0.00 | 155,907 | No | 4 | G | Direct | |
Common Stock | Acquisiton | 2013-01-25 | 5,000 | $23.89 | 160,907 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-01-25 | 0 | $0.00 | 2,460 | No | 4 | J | Indirect | Wife's IRA |
Common Stock | Acquisiton | 2013-01-25 | 0 | $0.00 | 2,938 | No | 4 | J | Indirect | By Wife w/Broker |
Common Stock | Acquisiton | 2013-01-25 | 0 | $0.00 | 3,346 | No | 4 | J | Indirect | Irrev. Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 4 | P | Direct | |
No | 4 | J | Indirect | Wife's IRA |
No | 4 | J | Indirect | By Wife w/Broker |
No | 4 | J | Indirect | Irrev. Trust |
Footnotes
- The information provided reflects:981 shares acquired under the Company's ESPP that include 18 shares acquired from November 26, 2012; Shares transferred to custody account on January 25, 201311,145 shares held in retirement plan (IRA);98,778 shares held in a custody account;45,717 shares acquired under the Company's ESOP (as of 12/31/11 valuation); and727 shares acquired under the Company's 401k.
- Amount of securities beneficially owned following reported transaction.