Filing Details
- Accession Number:
- 0001215582-13-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-28 14:31:29
- Reporting Period:
- 2013-01-24
- Filing Date:
- 2013-01-28
- Accepted Time:
- 2013-01-28 14:31:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 806172 | Sono Tek Corp | SOTK | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 141568099 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1215582 | Joseph Riemer | Sonotek 2012 Rt 9W Milton NY 12547 | Vp | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Sonotek Corp Common Stock | Acquisiton | 2013-01-25 | 10,000 | $0.51 | 155,125 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Sonotek Corp Common Stock | SonoTek Options | Acquisiton | 2013-01-24 | 10,000 | $0.48 | 10,000 | $0.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 274,975 | 2014-01-24 | 2023-01-24 | No | 4 | A | Direct |
Footnotes
- Subject to vesting schedule.
Billionaire Hedge Funds
