Filing Details
- Accession Number:
- 0001250853-13-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-28 13:52:06
- Reporting Period:
- 2013-01-23
- Filing Date:
- 2013-01-28
- Accepted Time:
- 2013-01-28 13:52:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 740664 | R F Industries Ltd | RFIL | Electronic Connectors (3678) | 880168936 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1524053 | Darren Clark | 3 Old Dock Road Yaphank NY 11980 | Ceo Of Subsidiary Of Issuer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-01-23 | 4,504 | $6.00 | 765,496 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-01-23 | 496 | $6.01 | 765,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-01-24 | 15,000 | $6.00 | 750,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-01-24 | 1,700 | $3.69 | 751,700 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-24 | 1,700 | $6.00 | 750,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2013-01-24 | 1,700 | $0.00 | 1,700 | $3.69 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,300 | 2011-12-22 | 2016-12-22 | No | 4 | M | Direct |
Footnotes
- Stock Option originally reported as granted 5/15/11 but not actually granted until 12/22/11 which changed exercisable and expiration dates. Exercise price remained at 6/15/11 closing market price, which was higher than closing market price on 12/22/11.
Billionaire Hedge Funds
