Filing Details
- Accession Number:
- 0001209191-13-004581
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-28 12:17:37
- Reporting Period:
- 2013-01-25
- Filing Date:
- 2013-01-28
- Accepted Time:
- 2013-01-28 12:17:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 933974 | Brooks Automation Inc | BRKS | Special Industry Machinery, Nec (3559) | 043040660 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1542288 | T. William Montone | 15 Elizabeth Drive Chelmsford MA 01824 | Svp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-01-25 | 2,800 | $7.75 | 187,206 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-25 | 2,800 | $9.50 | 184,406 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-01-25 | 2,800 | $0.00 | 2,800 | $7.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,800 | 2005-04-16 | 2013-04-16 | No | 4 | M | Direct |
Footnotes
- The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2012.
Billionaire Hedge Funds
