Filing Details
- Accession Number:
- 0001182489-13-000071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-25 19:06:05
- Reporting Period:
- 2013-01-23
- Filing Date:
- 2013-01-25
- Accepted Time:
- 2013-01-25 19:06:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
825542 | Scotts Miracle-Gro Co | SMG | Agricultural Chemicals (2870) | 311414921 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1180171 | James Hagedorn | C/O The Scotts Miracle-Gro Company 14111 Scottslawn Road Marysville OH 43041 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2013-01-23 | 37,500 | $0.00 | 70,145 | No | 4 | M | Direct | |
Common Shares | Disposition | 2013-01-23 | 519 | $44.57 | 69,626 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-01-23 | 476 | $44.58 | 69,150 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-01-23 | 800 | $44.59 | 68,350 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-01-23 | 481 | $44.60 | 67,869 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-01-23 | 524 | $44.60 | 67,345 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-01-23 | 562 | $44.61 | 66,783 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-01-23 | 213 | $44.62 | 66,570 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-01-23 | 1,225 | $44.62 | 65,345 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-01-23 | 4,297 | $44.63 | 61,048 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-01-23 | 100 | $44.63 | 60,948 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-01-23 | 200 | $44.64 | 60,748 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-01-23 | 2,100 | $44.64 | 58,648 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-01-23 | 300 | $44.64 | 58,348 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-01-23 | 100 | $44.65 | 58,248 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-01-23 | 327 | $44.65 | 57,921 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-01-23 | 2,776 | $44.65 | 55,145 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-01-23 | 2,700 | $44.66 | 52,445 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-01-23 | 1,500 | $44.67 | 50,945 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-01-23 | 1,368 | $44.68 | 49,577 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-01-23 | 200 | $44.69 | 49,377 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-01-23 | 1,605 | $44.69 | 47,772 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Restricted Stock Units | Disposition | 2013-01-23 | 37,500 | $0.00 | 37,500 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-01-20 | 2013-01-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 33,747 | Indirect | By 401(K) Plan |
Common Shares | 2,427,726 | Indirect | HPLP |
Common Shares | 5,355 | Indirect | By DSPP |
Footnotes
- The restricted stock units were granted, together with an equal number of related dividend equivalents, under The Scotts Miracle-Gro Company Long-Term Incentive Plan (the "LTIP"), and subject to the terms and conditions of an individual award agreement. Each whole restricted stock unit represents a contingent right to receive one common share of the Issuer ("Common Share"). The restricted stock units vested on January 20, 2013.
- The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2012.
- Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the Common Shares, to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.