Filing Details

Accession Number:
0001182489-13-000071
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-25 19:06:05
Reporting Period:
2013-01-23
Filing Date:
2013-01-25
Accepted Time:
2013-01-25 19:06:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
825542 Scotts Miracle-Gro Co SMG Agricultural Chemicals (2870) 311414921
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1180171 James Hagedorn C/O The Scotts Miracle-Gro Company
14111 Scottslawn Road
Marysville OH 43041
Chairman And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2013-01-23 37,500 $0.00 70,145 No 4 M Direct
Common Shares Disposition 2013-01-23 519 $44.57 69,626 No 4 S Direct
Common Shares Disposition 2013-01-23 476 $44.58 69,150 No 4 S Direct
Common Shares Disposition 2013-01-23 800 $44.59 68,350 No 4 S Direct
Common Shares Disposition 2013-01-23 481 $44.60 67,869 No 4 S Direct
Common Shares Disposition 2013-01-23 524 $44.60 67,345 No 4 S Direct
Common Shares Disposition 2013-01-23 562 $44.61 66,783 No 4 S Direct
Common Shares Disposition 2013-01-23 213 $44.62 66,570 No 4 S Direct
Common Shares Disposition 2013-01-23 1,225 $44.62 65,345 No 4 S Direct
Common Shares Disposition 2013-01-23 4,297 $44.63 61,048 No 4 S Direct
Common Shares Disposition 2013-01-23 100 $44.63 60,948 No 4 S Direct
Common Shares Disposition 2013-01-23 200 $44.64 60,748 No 4 S Direct
Common Shares Disposition 2013-01-23 2,100 $44.64 58,648 No 4 S Direct
Common Shares Disposition 2013-01-23 300 $44.64 58,348 No 4 S Direct
Common Shares Disposition 2013-01-23 100 $44.65 58,248 No 4 S Direct
Common Shares Disposition 2013-01-23 327 $44.65 57,921 No 4 S Direct
Common Shares Disposition 2013-01-23 2,776 $44.65 55,145 No 4 S Direct
Common Shares Disposition 2013-01-23 2,700 $44.66 52,445 No 4 S Direct
Common Shares Disposition 2013-01-23 1,500 $44.67 50,945 No 4 S Direct
Common Shares Disposition 2013-01-23 1,368 $44.68 49,577 No 4 S Direct
Common Shares Disposition 2013-01-23 200 $44.69 49,377 No 4 S Direct
Common Shares Disposition 2013-01-23 1,605 $44.69 47,772 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Restricted Stock Units Disposition 2013-01-23 37,500 $0.00 37,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-01-20 2013-01-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 33,747 Indirect By 401(K) Plan
Common Shares 2,427,726 Indirect HPLP
Common Shares 5,355 Indirect By DSPP
Footnotes
  1. The restricted stock units were granted, together with an equal number of related dividend equivalents, under The Scotts Miracle-Gro Company Long-Term Incentive Plan (the "LTIP"), and subject to the terms and conditions of an individual award agreement. Each whole restricted stock unit represents a contingent right to receive one common share of the Issuer ("Common Share"). The restricted stock units vested on January 20, 2013.
  2. The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2012.
  3. Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the Common Shares, to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.