Filing Details
- Accession Number:
- 0001181431-13-004839
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-25 17:19:35
- Reporting Period:
- 2013-01-24
- Filing Date:
- 2013-01-25
- Accepted Time:
- 2013-01-25 17:19:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1513761 | Norwegian Cruise Line Holdings Ltd. | NCLH | Water Transportation (4400) | 980691007 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1566517 | S Daniel Farkas | 7665 Corporate Center Drive Miami FL 33126 | Svp Gen. Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-01-24 | 400 | $19.00 | 400 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | NCL Corporation Units | Acquisiton | 2013-01-24 | 43,797 | $0.00 | 43,797 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
43,797 | No | 4 | A | Direct |
Footnotes
- The NCL Corporation Units (the "Units") are redeemable for an equal number of shares of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock, or, at the election of NCLH, a cash payment equal to the value of the exchanged Units. The Units are subject to customary adjustments for stock splits, subdivisions, combinations and other extraordinary events. The Units have no expiration date.
- 33,356 of these Units were vested as of the acquisition date. 2,922 of these Units will vest in five equal, annual installments on 09/04/2013, 09/04/2014, 09/04/2015, 09/04/2016, and 09/04/2017. 7,519 of these Units will vest in three equal, annual installments on 09/15/2013, 09/15/2014, and 09/15/2015.