Filing Details
- Accession Number:
- 0001140361-13-003185
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-25 17:19:26
- Reporting Period:
- 2013-01-25
- Filing Date:
- 2013-01-25
- Accepted Time:
- 2013-01-25 17:19:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1285550 | Mri Interventions Inc. | MRIC | Surgical & Medical Instruments & Apparatus (3841) | 582394628 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1270555 | Jr N John Spencer | C/O Mri Interventions, Inc. One Commerce Square, Suite 2550 Memphis TN 38103 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-01-25 | 10,000 | $0.00 | 56,433 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants (right to buy) | Acquisiton | 2013-01-25 | 5,000 | $0.00 | 5,000 | $1.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,000 | 2013-01-25 | 2018-01-25 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,750 | Direct |
Footnotes
- The reported securities are included within 10,000 units purchased by the reporting person for $1.20 per unit. Each unit consists of one share of common stock and one warrant to purchase 0.5 share of common stock.
- Held jointly with spouse.
- The shares subject to this warrant are immediately exercisable.
- The reported securities are included within 10,000 units purchased by the reporting person for $1.20 per unit. Each unit consists of one share of common stock and one warrant to purchase 0.5 share of common stock.
- Held jointly with spouse.