Home > Insider Trading > Filing (0001140361-13-003184)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1285550	Mri Interventions Inc.	MRIC	Surgical & Medical Instruments & Apparatus (3841)	582394628

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1540091	C. Bruce Conway	C/O Mri Interventions, Inc. One Commerce Square, Suite 2550 Memphis TN 38103		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-01-25	100,000	$0.00	2,023,883	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants (right to buy)	Acquisiton	2013-01-25	50,000	$0.00	50,000	$1.75

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
50,000	2013-01-25	2018-01-25	No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	406,137	Indirect	By Alden M. Conway Trust
Common Stock	406,137	Indirect	By Chase T. Conway Trust
Common Stock	406,137	Indirect	By Merritt E. Conway Trust
Common Stock	239,000	Indirect	By spouse
Common Stock	25,000	Indirect	By Conway Family GST Trust
Common Stock	17,000	Indirect	By Gordon McShane Trust for Alden M. Conway
Common Stock	17,000	Indirect	By Gordon McShane Trust for Chase T. Conway
Common Stock	17,000	Indirect	By Gordon McShane Trust for Merritt E. Conway
Common Stock	16,500	Indirect	By Edna N. Conway Irrevocable Trust FBO Alden M. Conway
Common Stock	16,500	Indirect	By Edna N. Conway Irrevocble Trust FBO Chase T. Conway
Common Stock	16,500	Indirect	By Edna N. Conway Irrevocable Trust FBO Merritt E. Conway

Footnotes

The reported securities are included within 100,000 units purchased by the reporting person for $1.20 per unit. Each unit consists of one share of common stock and one warrant to purchase 0.5 share of common stock.
Includes 32,891 shares held jointly with spouse and 4,950 shares held in an IRA.
Includes 1,500 shares held through an IRA.
These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust.
These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust.
These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust.
The shares subject to this warrant are immediately exercisable.
The reported securities are included within 100,000 units purchased by the reporting person for $1.20 per unit. Each unit consists of one share of common stock and one warrant to purchase 0.5 share of common stock.