Filing Details
- Accession Number:
- 0001179110-13-001263
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-25 16:32:49
- Reporting Period:
- 2013-01-23
- Filing Date:
- 2013-01-25
- Accepted Time:
- 2013-01-25 16:32:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
830524 | Chase Corp | CCF | Electric Lighting & Wiring Equipment (3640) | 111797126 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1254837 | R Peter Chase | 26 Summer Street Bridgewater MA 02324 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Chase Corporation Common Stock | Disposition | 2013-01-23 | 0 | $0.00 | 695,394 | No | 4 | S | Direct | |
Chase Corporation Common Stock | Acquisiton | 2013-01-23 | 0 | $0.00 | 254,759 | No | 4 | J | Indirect | Peter R. Chase 2012 Annuity Trust |
Chase Corporation Common Stock | Acquisiton | 2013-01-23 | 0 | $0.00 | 150,323 | No | 4 | J | Indirect | Peter R. Chase 2011 Annuity Trust |
Chase Corporation Common Stock | Disposition | 2013-01-23 | 2,500 | $19.05 | 110,845 | No | 4 | J | Indirect | Peter R. Chase Insurance Trust |
Chase Corporation Common Stock | Acquisiton | 2013-01-25 | 30,000 | $0.00 | 30,000 | No | 4 | J | Indirect | Kristin Chase Ferioli 2012 Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | J | Indirect | Peter R. Chase 2012 Annuity Trust |
No | 4 | J | Indirect | Peter R. Chase 2011 Annuity Trust |
No | 4 | J | Indirect | Peter R. Chase Insurance Trust |
No | 4 | J | Indirect | Kristin Chase Ferioli 2012 Trust |
Footnotes
- Represents shares held by the Peter R. Chase 2012 qualified Annuity Trust, a grantor retained annuity trust.
- Represents shares held by the Peter R. Chase 2011 qualified Annuity Trust, a grantor retained annuity trust.
- Represents shares held by the Peter R. Chase Insurance Trust.
- Shares sold pursuant to a trading plan that was adopted on November 27, 2012 complying with rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- Reflects shares held in trust for the benefit of the reporting person's daughter, of which the reporting person's spouse is trustee. The transfer of these shares to the trust was voluntarily reported on the reporting person's Form 4 filed December 21, 2012 as a disposition by gift. This Form 4 amends and corrects the earlier report to reflect the shares as being indirectly held by the reporting person.