Filing Details
- Accession Number:
- 0000845877-13-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-25 14:13:09
- Reporting Period:
- 2013-01-24
- Filing Date:
- 2013-01-25
- Accepted Time:
- 2013-01-25 14:13:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
845877 | Federal Agricultural Mortgage Corp | AGM | Federal & Federally-Sponsored Credit Agencies (6111) | 521578738 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1250225 | D Tom Stenson | C/O Farmer Mac 1999 K Street Nw, 4Th Floor Washington DC 20006 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class C Non-Voting Common Stock | Acquisiton | 2013-01-24 | 2,594 | $20.61 | 33,621 | No | 4 | M | Direct | |
Class C Non-Voting Common Stock | Disposition | 2013-01-24 | 2,594 | $34.50 | 31,027 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class C Non-Voting Common Stock | Stock Option | Disposition | 2013-01-24 | 2,594 | $20.61 | 2,594 | $20.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2006-05-31 | 2015-06-16 | No | 4 | M | Direct |
Footnotes
- This report reflects (on Table I) (i) the acquisition of 2,594 shares of Class C Non-Voting Common Stock through the partial exercise of an employee stock option acquired by the reporting person in June 2005 pursuant to former Rule 16b-3; (ii) the sale of 2,594 shares of Class C Non-Voting Common Stock; and (on Table II) (iii) the partial exercise of the June 2005 employee stock option. The partial exercise of the June 2005 employee stock option is exempt under Section 16(b) under Rule 16b-6 but is reported herein pursuant to Rule 16a-4.
- Includes 10,000, 5,000 and 4,500 shares of restricted stock granted to Mr. Stenson pursuant to the Federal Agricultural Mortgage Corporation's 2008 Omnibus Incentive Plan that will vest on March 31, 2013, March 31, 2014, and March 31, 2015, respectively, if the Corporation meets certain performance objectives related to business volume and portfolio charge-offs and delinquencies, as specified in the related award agreement.
- Transaction effected pursuant to a trading plan adopted by Mr. Stenson in accordance with Rule 10b5-1.
- Exercisable beginning May 31, 2006 with respect to 17,302 shares, beginning May 31, 2007 with respect to 17,302 shares, and beginning May 31, 2008 with respect to 17,303 shares.