Filing Details
- Accession Number:
- 0001019687-13-000251
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-24 19:24:11
- Reporting Period:
- 2013-01-22
- Filing Date:
- 2013-01-24
- Accepted Time:
- 2013-01-24 19:24:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1355790 | International Stem Cell Corp | ISCO | Pharmaceutical Preparations (2834) | 204494098 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1551918 | Simon John Craw | C/O International Stem Cell Corporation 5950 Priestly Drive Carlsbad CA 92008 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-01-22 | 125,000 | $0.00 | 145,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrant (right to buy) | Acquisiton | 2013-01-22 | 62,500 | $0.00 | 62,500 | $0.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
62,500 | 2013-01-22 | 2018-01-22 | No | 4 | P | Direct |
Footnotes
- The reported securities were purchased together, such that each common stock was purchased for the price of $0.20, and for each two shares of common stock purchased a warrant to purchase one share of common stock was issued to the purchaser at no additional cost.