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Filing Details

Accession Number:: 0001217454-13-000001
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-01-24 18:28:36
Reporting Period:: 2013-01-22

Filing Date:: 2013-01-24
Accepted Time:: 2013-01-24 18:28:36
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
38067	Forest City Enterprises Inc	FCEA/FCEB	Operators Of Nonresidential Buildings (6512)	340863886

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1217454	J David Larue	50 Public Square, Suite 1100 Cleveland OH 44113	Ceo & President	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2013-01-22	31,900	$15.50	38,360	No	4	M	Direct
Class A Common Stock	Disposition	2013-01-22	29,900	$17.19	8,460	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common	2003 Stock Option Grant (right to buy)	Disposition	2013-01-22	31,900	$0.00	31,900	$15.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2005-03-17	2013-03-17	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	46,316	Indirect	See footnote
Class A Common Stock	22,836	Direct
Class A Common Stock	41,064	Direct
Class A Common Stock	69,977	Direct
Class A Common Stock	3,900	Indirect	See footnote
Class A Common Stock	3,900	Indirect	See footnote
Class A Common Stock	3,900	Indirect	See footnote
Class A Common Stock	6,675	Indirect	See footnote
Class A Common Stock	3,900	Direct
Class A Common Stock	68,767	Direct
Class A Common Stock	31,502	Indirect	401k Plan

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Class B Common - Convertible	$0.00	1988-08-08	1988-08-08	1,435	1,435	Indirect
Class A Common	2005 Stock Option Grant (right to buy)	$31.75	2007-04-06	2015-04-06	25,200	25,200	Direct
Class A Common	2006 Stock Option Grant (right to buy)	$46.37	2008-04-04	2016-04-04	25,200	25,200	Direct
Class A Common	2007 Stock Option Grant (right to buy)	$65.35	2009-03-29	2017-03-29	25,200	25,200	Direct
Class A Common	2008 Stock Option Grant (right to buy)	$36.38	2010-06-18	2018-06-18	28,059	28,059	Direct
Class A Common	2009 Stock Option Grant (right to buy)	$7.80	2011-04-21	2019-04-21	14,030	14,030	Direct
Class A Common	2010 Stock Option Grant (right to buy)	$15.89	2012-04-14	2020-04-14	36,035	36,035	Direct
Class A Common	2011 Stock Option Grant (right to buy)	$17.72	2013-04-13	2021-04-13	64,277	64,277	Direct
Class A Common	2012 Stock Option Grant (right to buy)	$14.74	2014-04-11	2022-04-11	77,945	77,945	Direct
Class A Common	2012 Performance Shares	$0.00	2015-12-31	1988-08-08	48,846	48,846	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
1988-08-08	1,435	1,435	Indirect
2015-04-06	25,200	25,200	Direct
2016-04-04	25,200	25,200	Direct
2017-03-29	25,200	25,200	Direct
2018-06-18	28,059	28,059	Direct
2019-04-21	14,030	14,030	Direct
2020-04-14	36,035	36,035	Direct
2021-04-13	64,277	64,277	Direct
2022-04-11	77,945	77,945	Direct
1988-08-08	48,846	48,846	Direct

Footnotes

GRAT for David J. LaRue.
2009 Restricted Stock Grant - 25% vest on 4/21/2011; 25% vest on 4/21/2012; and 50% vest on 4/21/2013.
2010 Restricted Stock Grant - 25% vest on 4/14/2012; 25% vest on 4/14/2013; and 50% vest on 4/14/2014.
2011 Restricted Stock Grant - 25% vest on 4/13/2013; 25% vest on 4/13/2014; and 50% vest on 4/13/2015.
Shares held by Andre LaRue, son, Cindy LaRue (spouse) is custodian on the account - Indirect
Shares held by Paul LaRue, son, Cindy LaRue (spouse) is custodian on the account - Indirect
Shares held by Tessa LaRue, daughter, Cindy LaRue (spouse) is custodian on the account - Indirect
Shares are held in street account. The price $17.1922 represents a weighed average of sales prices ranging from $17.0850 per share to $17.25 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
Shares are held by Cindy LaRue (spouse) in street account.
Shares are held by David LaRue & Cindy LaRue Trust account. Shares were acquired directly from David LaRue's daughter Anna LaRue's UTMA account, at the market price of the shares at the time of the tranasaction. See footnote 6.
Shares are held by transfer agent in a direct registration account.
FCE's 401k Plan account, shares are held indirect.
2003 Stock Option Grant - 25% exercisable 3/17/2005, 25% exercisable 3/17/2006, and 50% exercisable 3/17/2007.
2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
2012 Stock Option Grant - 25% exercisable 4/11/2014; 25% exercisable 4/11/2015; and 50% exercisable 4/11/2016.
Performance Shares Award - granted 4/11/2012 - performance period is from February 1, 2012 to December 31, 2015. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $14.74 per share. There is no fixed expiration date.
Stocks are convertible from Class B to Class A on a 1-for-1 basis. There is no exercise or fixed expriation date.