Filing Details

Accession Number:
0000315189-13-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-24 16:34:48
Reporting Period:
2013-01-24
Filing Date:
2013-01-24
Accepted Time:
2013-01-24 16:34:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
315189 Deere & Co DE Farm Machinery & Equipment (3523) 362382580
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1349264 J Michael Mack One John Deere Place
Moline IL 61265
President, Ww C&F Division No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
$1 Par Common Stock Acquisiton 2013-01-24 32,237 $52.25 85,776 No 4 M Direct
$1 Par Common Stock Disposition 2013-01-24 32,237 $93.00 53,539 No 4 S Direct
$1 Par Common Stock Acquisiton 2013-01-24 32,560 $52.25 55,560 No 4 M Indirect By Trust
$1 Par Common Stock Disposition 2013-01-24 32,560 $93.00 23,000 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Indirect By Trust
No 4 S Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Market Priced Options Disposition 2013-01-24 32,237 $0.00 32,237 $52.25
Common Stock Market Priced Options Disposition 2013-01-24 32,560 $0.00 32,560 $52.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-12-09 No 4 M Direct
0 2019-12-09 No 4 M Indirect
Footnotes
  1. Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on August 22, 2012.
  2. Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on August 22, 2012.
  3. Includes 46,017 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
  4. All options include the ability to withhold shares upon the exercise of the option to satisfy tax obligations.
  5. The options became exercisable in three approximately equal installments on December 9, 2010, December 9, 2011 and December 9, 2012.