Filing Details
- Accession Number:
- 0001209191-13-004232
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-24 16:08:47
- Reporting Period:
- 2013-01-22
- Filing Date:
- 2013-01-24
- Accepted Time:
- 2013-01-24 16:08:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
895421 | Morgan Stanley | MS | Security Brokers, Dealers & Flotation Companies (6211) | 363145972 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1319921 | C Paul Wirth | C/O Morgan Stanley 1585 Broadway New York NY 10036 | Deputy Cfo/Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-01-22 | 38,771 | $22.05 | 140,766 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-01-22 | 92,070 | $0.00 | 232,836 | No | 4 | A | Direct | |
Common Stock | Disposition | 2013-01-22 | 675 | $22.98 | 0 | No | 4 | I | Indirect | By 401(k) Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | I | Indirect | By 401(k) Plan |
Footnotes
- Restricted Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1.
- The Reporting Person transferred his balance held in the Morgan Stanley Stock Fund to other funds in the Morgan Stanley 401(k) Plan.