Filing Details

Accession Number:
0001209191-13-004232
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-24 16:08:47
Reporting Period:
2013-01-22
Filing Date:
2013-01-24
Accepted Time:
2013-01-24 16:08:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
895421 Morgan Stanley MS Security Brokers, Dealers & Flotation Companies (6211) 363145972
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1319921 C Paul Wirth C/O Morgan Stanley
1585 Broadway
New York NY 10036
Deputy Cfo/Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-01-22 38,771 $22.05 140,766 No 4 S Direct
Common Stock Acquisiton 2013-01-22 92,070 $0.00 232,836 No 4 A Direct
Common Stock Disposition 2013-01-22 675 $22.98 0 No 4 I Indirect By 401(k) Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Direct
No 4 I Indirect By 401(k) Plan
Footnotes
  1. Restricted Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1.
  2. The Reporting Person transferred his balance held in the Morgan Stanley Stock Fund to other funds in the Morgan Stanley 401(k) Plan.