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Home > Insider Trading > Filing (0001209191-13-004228)

Filing Details

Accession Number:: 0001209191-13-004228
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-01-24 16:07:17
Reporting Period:: 2013-01-22

Filing Date:: 2013-01-24
Accepted Time:: 2013-01-24 16:07:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
895421	Morgan Stanley	MS	Security Brokers, Dealers & Flotation Companies (6211)	363145972

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1510396	Keishi Hotsuki	C/O Morgan Stanley 1585 Broadway New York NY 10036	Chief Risk Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-01-22	38,191	$22.05	153,450	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Acquisiton	2013-01-22	230,870	$0.00	230,870	$22.98

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
230,870		2018-01-22	No	4	A	Direct

Footnotes

The Black-Scholes value of the Stock Option award is $1,250,000. Options will vest and become exercisable in three equal annual installments beginning on January 27, 2014.