Filing Details
- Accession Number:
- 0001181431-13-004402
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-23 20:39:23
- Reporting Period:
- 2013-01-18
- Filing Date:
- 2013-01-23
- Accepted Time:
- 2013-01-23 20:39:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1390777 | Bank Of New York Mellon Corp | BK | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1209482 | L Gerald Hassell | The Bank Of New York Mellon Corporation One Wall Street New York NY 10286 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-01-18 | 20,000 | $0.00 | 665,950 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2013-01-18 | 176,888 | $24.52 | 842,838 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-18 | 176,888 | $26.18 | 665,950 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-01-22 | 176,887 | $24.52 | 842,837 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-22 | 176,887 | $26.57 | 665,950 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 2/11/03 Stock Options $23.13 | Disposition | 2013-01-18 | 176,888 | $0.00 | 176,888 | $24.52 |
| Common Stock | 2/11/03 Stock Options $23.13 | Disposition | 2013-01-22 | 176,887 | $0.00 | 176,887 | $24.52 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 176,887 | 2004-02-11 | 2013-02-11 | No | 4 | M | Direct |
| 0 | 2004-02-11 | 2013-02-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 51,625 | Indirect | By 401(k) Plan |
| Common Stock | 112,140 | Indirect | By Family Trust |
| Common Stock | 112,140 | Indirect | By Family Trust #2 |
| Common Stock | 56,604 | Indirect | By Wife |
| Common Stock | 18,922 | Indirect | By GRAT 2009-2 |
| Common Stock | 57,026 | Indirect | By GRAT 2010-1 |
| Common Stock | 61,297 | Indirect | By GRAT 2010-2 |
Footnotes
- Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's annual employee compensation program in February 2003, which if not exercised were scheduled to expire on February 11, 2013.
- Represents the weighted average price of shares sold with actual prices ranging from $26.11 to $26.24. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
- Represents the weighted average price of shares sold with actual prices ranging from $26.50 to $26.665. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
- Holdings reported as of 12/31/2012.
- I disclaim beneficial ownership of these shares.
- Not Applicable.
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