Filing Details
- Accession Number:
- 0001181431-13-004397
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-23 20:36:53
- Reporting Period:
- 2013-01-18
- Filing Date:
- 2013-01-23
- Accepted Time:
- 2013-01-23 20:36:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1390777 | Bank Of New York Mellon Corp | BK | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201586 | P James Palermo | The Bank Of New York Mellon Corporation Bny Mellon Center Suite 0152 Boston MA 02108 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-01-18 | 20,000 | $23.19 | 232,115 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-18 | 20,000 | $26.21 | 212,115 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | EMP OPT-Right to Buy-Type I 1/03 | Disposition | 2013-01-18 | 20,000 | $0.00 | 20,000 | $23.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-01-24 | 2013-01-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,329 | Indirect | By 401(k) Plan |
| Common Stock | 29,250 | Indirect | By GRAT 2010 |
| Common Stock | 67,599 | Indirect | By GRAT 2012 |
Footnotes
- Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's annual employee compensation program in January 2003, which if not exercised were scheduled to expire on January 23, 2013.
- Includes 10,347 shares previously reported as indirectly held by GRAT 2010.
- Represents the weighted average price of shares sold with actual prices ranging from $26.19 to $26.27. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
- Holdings reported as of 12/31/2012.
- Grantor Retained Annuity Trust, of which Reporting Person is Trustee. All shares previously reported as directly held.
- Not Applicable.
Billionaire Hedge Funds
