Filing Details
- Accession Number:
- 0001126328-13-000033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-23 13:20:25
- Reporting Period:
- 2013-01-22
- Filing Date:
- 2013-01-23
- Accepted Time:
- 2013-01-23 13:20:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1126328 | Principal Financial Group Inc | PFG | Accident & Health Insurance (6321) | 421520346 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1166872 | E Karen Shaff | 711 High Street Des Moines IA 50392 | Exec. Vp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-01-22 | 3,333 | $30.28 | 42,444 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,341 | Indirect | By 401(k) Plan |
Common Stock | 2,801 | Indirect | By Spouse |
Common Stock | 500 | Indirect | By Immediate Family Member's IRA |
Footnotes
- Pursuant to a Rule 10b5-1 plan adopted June 11, 2012.
- The price reported in Column 4 is a weighted average price. These shares were sold in mulitple transactions at prices ranging from $30.27 to $30.29, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Includes 7,494 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.