Filing Details

Accession Number:
0001126328-13-000033
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-23 13:20:25
Reporting Period:
2013-01-22
Filing Date:
2013-01-23
Accepted Time:
2013-01-23 13:20:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1126328 Principal Financial Group Inc PFG Accident & Health Insurance (6321) 421520346
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1166872 E Karen Shaff 711 High Street
Des Moines IA 50392
Exec. Vp And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-01-22 3,333 $30.28 42,444 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,341 Indirect By 401(k) Plan
Common Stock 2,801 Indirect By Spouse
Common Stock 500 Indirect By Immediate Family Member's IRA
Footnotes
  1. Pursuant to a Rule 10b5-1 plan adopted June 11, 2012.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in mulitple transactions at prices ranging from $30.27 to $30.29, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. Includes 7,494 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.