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Filing Details

Accession Number:: 0000898382-13-000002
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2013-01-23 12:27:10
Reporting Period:: 2012-11-28

Filing Date:: 2013-01-23
Accepted Time:: 2013-01-23 12:27:10
Original Submission Date:: 2013-01-07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1386926	Kkr Financial Holdings Llc	KFN	Finance Services (6199)	113801844

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
898382	G Leon Cooperman	2700 North Military Trail Suite 230 Boca Raton FL 33301		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2012-11-28	1,000,000	$0.00	1,500,000	No	4	G	Direct
Common Stock	Disposition	2012-12-20	1,500,000	$0.00	0	No	4	G	Direct
Common Stock	Acquisiton	2012-11-28	1,000,000	$0.00	1,200,000	No	4	G	Indirect	Cooperman Foundation
Common Stock	Acquisiton	2012-12-28	1,500,000	$0.00	2,700,000	No	4	G	Indirect	Cooperman Foundation
Common Stock	Disposition	2013-01-03	243,500	$10.83	5,675,869	No	4	S	Indirect	Managed Accounts
Common Stock	Disposition	2013-01-04	251,000	$10.82	5,424,869	No	4	S	Indirect	Managed Accounts

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	G	Direct
No	4	G	Direct
No	4	G	Indirect	Cooperman Foundation
No	4	G	Indirect	Cooperman Foundation
No	4	S	Indirect	Managed Accounts
No	4	S	Indirect	Managed Accounts

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	7,963,954	Indirect	Investment Entities
Common Stock	10,360	Indirect	JCF Metrowest Foundation

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	$1,000,000 7.5% convertible note due 2017	$7.05	2017-01-15	141,286	141,286	Indirect
Common Stock	$4,000,000 7.5% convertible note due 2017	$7.05	2017-01-15	567,302	567,302	Indirect
Common Stock	$6,000,000 7.5% convertible note due 2017	$7.05	2017-01-15	850,924	850,924	Direct
Common Stock	$400,000 7.5% convertible note due 2017	$7.05	2017-01-15	56,730	56,730	Indirect
Common Stock	$600,000 7.5% convertible notes due 2017	$7.05	2017-01-15	85,095	85,095	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-01-15	141,286	141,286	Indirect
2017-01-15	567,302	567,302	Indirect
2017-01-15	850,924	850,924	Direct
2017-01-15	56,730	56,730	Indirect
2017-01-15	85,095	85,095	Indirect

Footnotes

Charitable Gift by Leon Cooperman to the Leon & Toby Cooperman Foundation.
The securities are held in the account of the Leon & Toby Cooperman Foundation over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
Represents weighted average purchase price. Full information regarding the number of shares purchased at each separate price will be provided by the reporting person upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.
The securities are held in managed accounts over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
The securities are held in the accounts of private investment entities over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
The securities are held in the account of the JCF Metrowest Foundation over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
The Notes are convertible at any time prior to the close of business on the business day preceding (i) any redemption of the notes; to the extent such notes are called for redemption, (ii) any termination of conversion rights or (iii) the stated maturity date, January 15, 2017.
The securities are held in the account of Michael S. Cooperman over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
The securities are held in the trust account for the benefit of Michael S. Cooperman over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
The securities are held in the account of the NJ Performing Arts Foundation over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
The securities are held in the account of the Omega Charitable Partnership LP over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.