Filing Details
- Accession Number:
- 0001140361-13-002729
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-22 20:58:11
- Reporting Period:
- 2013-01-17
- Filing Date:
- 2013-01-22
- Accepted Time:
- 2013-01-22 20:58:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
73020 | Northwest Natural Gas Co | NWN | Natural Gas Distribution (4924) | 930256722 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1241405 | Hugo David Anderson | 220 Nw Second Avenue Portland OR 97209 | Svp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-01-17 | 2,003 | $0.00 | 1,060 | No | 5 | J | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-01-17 | 2,003 | $0.00 | 42,297 | No | 5 | J | Direct | |
Common Stock | Disposition | 2013-01-17 | 1 | $44.40 | 1,059 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2013-01-17 | 1,059 | $43.72 | 0 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Indirect | See Footnote |
No | 5 | J | Direct | |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 608 | Indirect | See Footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option to Buy | $32.02 | 2014-09-27 | 16,000 | 16,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $34.29 | 2016-02-29 | 8,000 | 8,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $44.48 | 2017-02-28 | 7,000 | 7,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $43.29 | 2018-03-06 | 8,000 | 8,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $41.15 | 2019-03-04 | 8,000 | 8,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $44.25 | 2020-03-02 | 8,000 | 8,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $45.74 | 2021-03-02 | 11,000 | 11,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-09-27 | 16,000 | 16,000 | Direct |
2016-02-29 | 8,000 | 8,000 | Direct |
2017-02-28 | 7,000 | 7,000 | Direct |
2018-03-06 | 8,000 | 8,000 | Direct |
2019-03-04 | 8,000 | 8,000 | Direct |
2020-03-02 | 8,000 | 8,000 | Direct |
2021-03-02 | 11,000 | 11,000 | Direct |
Footnotes
- Shares were transferred from Deferred Compensation Plan for Directors and Executives account to reporting person's registered account.
- Reflects shares that have been credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives.
- This fractional share was issued in connection with the Reporting Person's election on November 15, 2010 to participate in the Northwest Natural Gas Company Deferred Compensation Plan for Directors and Executives.
- These shares were issued in connection with the Reporting Person's election on 11/15/2010 to participate in Northwest Natural Gas Company Deferred Compensation Plan for Directors and Executives (DCP), which specifies that taxes shall be withheld from distributions. Pursuant to the Plan and the Reporting Person's election on 11/15/2010, these shares were sold to pay taxes on the DCP distribution made on 1/17/2013.
- Shares have been credited to reporting person's account under the issuer's Retirement K Savings Plan as of December 31, 2012.
- Option was granted for 16,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option fully vested on January 1, 2007.
- Option was granted for 8,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option fully vested on January 1, 2010.
- Option was granted for 7,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option fully vested on January 1, 2011.
- Option was granted for 8,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option fully vested on January 1, 2012.
- Option was granted for 8,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option fully vested on January 1, 2013.
- Option was granted for 8,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 2,000 shares on each February 24, 2011 and January 1, 2012, 2013 and 2014.
- Option was granted for 11,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 2,750 shares on each February 23, 2012 and January 1, 2013, 2014 and 2015.