Filing Details

Accession Number:
0001140361-13-002727
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-22 20:51:00
Reporting Period:
2012-12-07
Filing Date:
2013-01-22
Accepted Time:
2013-01-22 20:51:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
73020 Northwest Natural Gas Co NWN Natural Gas Distribution (4924) 930256722
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1192779 S Gregg Kantor 220 Nw Second Ave
Portland OR 97209
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-12-07 292 $0.00 23,319 No 5 G Direct
Common Stock Disposition 2013-01-17 391 $0.00 2,606 No 5 J Indirect See Footnote
Common Stock Acquisiton 2013-01-17 391 $0.00 23,710 No 5 J Direct
Common Stock Disposition 2013-01-17 208 $43.67 2,398 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 J Indirect See Footnote
No 5 J Direct
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,422 Indirect See Footnote
Common Stock 200 Indirect See Footnote
Common Stock 570 Indirect See Footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option to Buy $34.29 2016-02-29 3,000 3,000 Direct
Common Stock Employee Stock Option to Buy $44.48 2017-02-28 7,000 7,000 Direct
Common Stock Employee Stock Option to Buy $43.29 2018-03-06 8,000 8,000 Direct
Common Stock Employee Stock Option to Buy $41.15 2019-03-04 25,000 25,000 Direct
Common Stock Employee Stock Option to Buy $44.25 2020-03-02 30,000 30,000 Direct
Common Stock Employee Stock Option to Buy $45.74 2021-03-02 30,000 30,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-02-29 3,000 3,000 Direct
2017-02-28 7,000 7,000 Direct
2018-03-06 8,000 8,000 Direct
2019-03-04 25,000 25,000 Direct
2020-03-02 30,000 30,000 Direct
2021-03-02 30,000 30,000 Direct
Footnotes
  1. Balance includes 483 ESPP shares allocated on 12/31/2012.
  2. Shares were transferred from Deferred Compensation Plan for Directors and Executives account to reporting person's registered account.
  3. Shares have been credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives.
  4. These shares were issued in connection with the Reporting Person's elections on 12/5/2008 (for shares acquired in 2008) and on 12/8/2008 (for shares acquired in 2009) to participate in Northwest Natural Gas Company Deferred Compensation Plan for Directors and Executives (DCP), which specifies that taxes shall be withheld from distributions. Pursuant to the Plan and the Reporting Person's elections on the dates stated hereinabove, these shares were sold to pay taxes on the DCP distribution made on 1/17/2013.
  5. Held in reporting person's account under issuer's Retirement K Savings Plan as of December 31, 2012.
  6. Shares held in reporting person's parent's account, with respect to which the reporting person is Power of Attorney and a potential beneficiary.
  7. Held in reporting person's parent's IRA account, with respect to which the reporting person is Power of Attorney and a potential beneficiary.
  8. Option was granted for 3,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option fully vested on January 1, 2010.
  9. Option was granted for 7,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option fully vested on January 1, 2011.
  10. Option was granted for 8,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option fully vested on January 1, 2012.
  11. Option was granted for 25,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option fully vested on January 1, 2013.
  12. Option was granted for 30,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 7,500 shares on each February 24, 2011 and January 1, 2012, 2013, and 2014.
  13. Option was granted for 30,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 7,500 shares on each February 23, 2012 and January 1, 2013, 2014 and 2015.