Filing Details
- Accession Number:
- 0001140361-13-002727
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-22 20:51:00
- Reporting Period:
- 2012-12-07
- Filing Date:
- 2013-01-22
- Accepted Time:
- 2013-01-22 20:51:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
73020 | Northwest Natural Gas Co | NWN | Natural Gas Distribution (4924) | 930256722 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192779 | S Gregg Kantor | 220 Nw Second Ave Portland OR 97209 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-12-07 | 292 | $0.00 | 23,319 | No | 5 | G | Direct | |
Common Stock | Disposition | 2013-01-17 | 391 | $0.00 | 2,606 | No | 5 | J | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-01-17 | 391 | $0.00 | 23,710 | No | 5 | J | Direct | |
Common Stock | Disposition | 2013-01-17 | 208 | $43.67 | 2,398 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | J | Indirect | See Footnote |
No | 5 | J | Direct | |
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,422 | Indirect | See Footnote |
Common Stock | 200 | Indirect | See Footnote |
Common Stock | 570 | Indirect | See Footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option to Buy | $34.29 | 2016-02-29 | 3,000 | 3,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $44.48 | 2017-02-28 | 7,000 | 7,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $43.29 | 2018-03-06 | 8,000 | 8,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $41.15 | 2019-03-04 | 25,000 | 25,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $44.25 | 2020-03-02 | 30,000 | 30,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $45.74 | 2021-03-02 | 30,000 | 30,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-02-29 | 3,000 | 3,000 | Direct |
2017-02-28 | 7,000 | 7,000 | Direct |
2018-03-06 | 8,000 | 8,000 | Direct |
2019-03-04 | 25,000 | 25,000 | Direct |
2020-03-02 | 30,000 | 30,000 | Direct |
2021-03-02 | 30,000 | 30,000 | Direct |
Footnotes
- Balance includes 483 ESPP shares allocated on 12/31/2012.
- Shares were transferred from Deferred Compensation Plan for Directors and Executives account to reporting person's registered account.
- Shares have been credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives.
- These shares were issued in connection with the Reporting Person's elections on 12/5/2008 (for shares acquired in 2008) and on 12/8/2008 (for shares acquired in 2009) to participate in Northwest Natural Gas Company Deferred Compensation Plan for Directors and Executives (DCP), which specifies that taxes shall be withheld from distributions. Pursuant to the Plan and the Reporting Person's elections on the dates stated hereinabove, these shares were sold to pay taxes on the DCP distribution made on 1/17/2013.
- Held in reporting person's account under issuer's Retirement K Savings Plan as of December 31, 2012.
- Shares held in reporting person's parent's account, with respect to which the reporting person is Power of Attorney and a potential beneficiary.
- Held in reporting person's parent's IRA account, with respect to which the reporting person is Power of Attorney and a potential beneficiary.
- Option was granted for 3,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option fully vested on January 1, 2010.
- Option was granted for 7,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option fully vested on January 1, 2011.
- Option was granted for 8,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option fully vested on January 1, 2012.
- Option was granted for 25,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option fully vested on January 1, 2013.
- Option was granted for 30,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 7,500 shares on each February 24, 2011 and January 1, 2012, 2013, and 2014.
- Option was granted for 30,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 7,500 shares on each February 23, 2012 and January 1, 2013, 2014 and 2015.