Filing Details
- Accession Number:
- 0000707605-13-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-22 15:47:43
- Reporting Period:
- 2012-12-31
- Filing Date:
- 2013-01-22
- Accepted Time:
- 2013-01-22 15:47:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 707605 | Ameriserv Financial Inc | ASRV | National Commercial Banks (6021) | 251424278 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1180698 | A Jeffrey Stopko | PA | Exec. Vice President And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Preferred | Acquisiton | 2012-12-31 | 39 | $25.47 | 686 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | $2.75 | 2013-03-15 | 2022-03-15 | 11,403 | 25,403 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-03-15 | 11,403 | 25,403 | Direct |
Footnotes
- Mr. Stopko also owns 30,353.4670 common shares.
- Purchased in 401-K.
Billionaire Hedge Funds
