Home > Insider Trading > Filing (0001181431-13-004110)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1433269	Diligent Board Member Services Inc.	DIL.NZ	Services-Prepackaged Software (7372)	261189601

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1439496	Carroll Capital Holdings Llc	94 Long Pond Road Hewitt NJ 07421		No	No	Yes	No
1567186	Kenneth Carroll	94 Long Pond Road Hewitt NJ 07421		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-01-18	31,063	$4.85	3,129,447	No	4	S	Indirect	By Carroll Capital Holdings LLC
Common Stock	Disposition	2013-01-21	13,325	$4.52	3,116,122	No	4	S	Indirect	By Carroll Capital Holdings LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Carroll Capital Holdings LLC
No	4	S	Indirect	By Carroll Capital Holdings LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	600,000	Indirect	By the Kenneth Carroll 2012 Family Trust
Common Stock	1,000,000	Indirect	By the Elizabeth Carroll 2012 Descendants Trust
Common Stock	600,000	Indirect	By the Kenneth Carroll 2012 Family Trust
Common Stock	1,000,000	Indirect	By the Elizabeth Carroll 2012 Descendants Trust

Footnotes

Based on an exchange rate of .NZD to USD of $0.8337.
Based on an exchange rate of .NZD to USD of $0.8333.
The shares are held by Carroll Capital Holdings, LLC. Mr. Carroll has sole voting and dispositive power of the shares owned by Carroll Capital Holdings and as such may be deemed to indirectly beneficially own the shares owned by Carroll Capital Holdings, LLC.
As the trustee of the Kenneth Carroll 2012 Family Trust, Mr. Carroll may be deemed to indirectly beneficially own 600,000 shares held by the Kenneth Carroll 2012 Family Trust. This filing shall not be deemed an admission that Mr. Carroll is the beneficial owner of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, and Mr. Carroll disclaims beneficial ownership of all such shares except to the extent of any pecuniary interest therein.
As the spouse of Elizabeth Carroll who is the trustee of the Elizabeth Carroll 2012 Descendants Trust, Mr. Carroll may be deemed to indirectly beneficially own the 1,000,000 shares held by the Elizabeth Carroll 2012 Descendants Trust. This filing shall not be deemed an admission that Mr. Carroll is the beneficial owner of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose and Mr. Carroll disclaims beneficial ownership of all such shares except to the extent of any pecuniary interest therein.