Filing Details
- Accession Number:
- 0000919574-13-000298
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-22 12:20:36
- Reporting Period:
- 2013-01-17
- Filing Date:
- 2013-01-22
- Accepted Time:
- 2013-01-22 12:20:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1344413 | Alexza Pharmaceuticals Inc. | ALXA | Pharmaceutical Preparations (2834) | 770567768 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1536071 | Gmbh Austria Partners Lansdowne | Wallnerstrasse 3/21 Wien C4 1010 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock $0.0001 Par Value Per Share | Disposition | 2013-01-17 | 100,000 | $4.75 | 1,545,055 | No | 4 | S | Indirect | See footnote |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2013-01-18 | 25,000 | $4.75 | 1,520,055 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Footnotes
- These reported securities are held in the accounts of several investment funds (collectively, the "Investment Funds") for which Lansdowne Partners Austria GmbH ("LPA") serves as either investment manager or investment advisor. LPA may be deemed to beneficially own the securities held by the Investment Funds by virtue of LPA's position as investment manager or investment advisor of the Investment Funds. LPA disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that LPA is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.