Filing Details

Accession Number:
0001225208-13-001713
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-18 19:02:55
Reporting Period:
2013-01-17
Filing Date:
2013-01-18
Accepted Time:
2013-01-18 19:02:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
19617 Jpmorgan Chase & Co JPM National Commercial Banks (6021) 132624428
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1550416 E Matthew Zames Jpmorgan Chase &Amp; Co.
270 Park Avenue
New York NY 10017-2070
Co-Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-01-17 23,695 $46.45 184,210 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2013-01-17 196,437 $0.00 196,437 $0.00
Common Stock Stock Appreciation Rights Acquisiton 2013-01-17 104,603 $0.00 104,603 $46.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
196,437 2016-01-13 No 4 A Direct
104,603 2023-01-17 No 4 A Direct
Footnotes
  1. Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
  2. See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.
  3. Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016.
  4. See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards.
  5. Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date.