Filing Details
- Accession Number:
- 0001225208-13-001713
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-18 19:02:55
- Reporting Period:
- 2013-01-17
- Filing Date:
- 2013-01-18
- Accepted Time:
- 2013-01-18 19:02:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
19617 | Jpmorgan Chase & Co | JPM | National Commercial Banks (6021) | 132624428 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1550416 | E Matthew Zames | Jpmorgan Chase &Amp; Co. 270 Park Avenue New York NY 10017-2070 | Co-Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-01-17 | 23,695 | $46.45 | 184,210 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Acquisiton | 2013-01-17 | 196,437 | $0.00 | 196,437 | $0.00 |
Common Stock | Stock Appreciation Rights | Acquisiton | 2013-01-17 | 104,603 | $0.00 | 104,603 | $46.58 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
196,437 | 2016-01-13 | No | 4 | A | Direct | |
104,603 | 2023-01-17 | No | 4 | A | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
- See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.
- Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016.
- See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards.
- Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date.