Filing Details
- Accession Number:
- 0001181431-13-003928
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-18 17:00:49
- Reporting Period:
- 2012-03-19
- Filing Date:
- 2013-01-18
- Accepted Time:
- 2013-01-18 17:00:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
798941 | First Citizens Bancshares Inc | FCNCA | State Commercial Banks (6022) | 561528994 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
923507 | B Frank Holding | Post Office Box 1377 Smithfield NC 27577 | Executive Vice Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2012-12-21 | 537,911 | $0.00 | 146,563 | No | 5 | G | Indirect | By spouse |
Class A Common Stock | Acquisiton | 2012-12-21 | 537,911 | $0.00 | 537,911 | No | 5 | G | Indirect | By EAH 2012 GRAT |
Class B Common Stock | Acquisiton | 2012-03-19 | 15 | $162.65 | 1,833 | No | 4 | P | Direct | |
Class B Common Stock | Disposition | 2013-01-02 | 1,512 | $0.00 | 321 | No | 5 | G | Direct | |
Class B Common Stock | Disposition | 2012-12-28 | 480 | $0.00 | 2,346 | No | 5 | G | Indirect | By spouse |
Class B Common Stock | Disposition | 2013-01-02 | 840 | $0.00 | 1,506 | No | 5 | G | Indirect | By spouse |
Class A Common Stock | Disposition | 2013-01-09 | 840 | $0.00 | 666 | No | 5 | G | Indirect | By spouse |
Class B Common Stock | Acquisiton | 2013-01-02 | 1,512 | $0.00 | 632,307 | No | 5 | G | Indirect | By adult children and their spouses and children |
Class B Common Stock | Acquisiton | 2013-01-02 | 840 | $0.00 | 633,147 | No | 5 | G | Indirect | By adult children and their spouses and children |
Class B Common Stock | Acquisiton | 2012-12-28 | 160 | $0.00 | 633,307 | No | 5 | G | Indirect | By adult children and their spouses and children |
Class B Common Stock | Acquisiton | 2012-12-27 | 1,453 | $0.00 | 634,760 | No | 5 | G | Indirect | By adult children and their spouses and children |
Class B Common Stock | Disposition | 2012-12-28 | 304 | $0.00 | 634,456 | No | 5 | G | Indirect | By adult children and their spouses and children |
Class B Common Stock | Acquisiton | 2013-01-09 | 840 | $0.00 | 635,296 | No | 5 | G | Indirect | By adult children and their spouses and children |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | By spouse |
No | 5 | G | Indirect | By EAH 2012 GRAT |
No | 4 | P | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Indirect | By spouse |
No | 5 | G | Indirect | By spouse |
No | 5 | G | Indirect | By spouse |
No | 5 | G | Indirect | By adult children and their spouses and children |
No | 5 | G | Indirect | By adult children and their spouses and children |
No | 5 | G | Indirect | By adult children and their spouses and children |
No | 5 | G | Indirect | By adult children and their spouses and children |
No | 5 | G | Indirect | By adult children and their spouses and children |
No | 5 | G | Indirect | By adult children and their spouses and children |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 635,990 | Direct | |
Class A Common Stock | 703,018 | Indirect | By adult children and their spouses and children |
Class A Common Stock | 26,430 | Indirect | By trust for adult children |
Class A Common Stock | 167,600 | Indirect | By First Citizens Bancorporation, Inc. |
Class A Common Stock | 28,628 | Indirect | By Heritage BancShares, Inc. and subsidiary |
Class A Common Stock | 100,000 | Indirect | By Fidelity BancShares, Inc. |
Class A Common Stock | 146,699 | Indirect | By Southern BancShares(N.C.), Inc. and subsidiary |
Class A Common Stock | 8,214 | Indirect | By Twin States Farming, Inc. |
Class A Common Stock | 627 | Indirect | By E&F Properties, Inc. |
Class A Common Stock | 1,675 | Indirect | By Holding Properties, LLC |
Class B Common Stock | 6,772 | Indirect | By trust for adult children |
Class B Common Stock | 45,900 | Indirect | By First Citizens Bancorporation, Inc. |
Class B Common Stock | 22,619 | Indirect | By Southern BancShares (N.C.), Inc. |
Class B Common Stock | 1,355 | Indirect | By Twin States Farming, Inc. |
Class B Common Stock | 200 | Indirect | By E&F Properties, Inc. |
Class B Common Stock | 2,156 | Indirect | By Holding Properties, Inc. |
Footnotes
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- The reporting person is a director, officer and/or shareholder of the companies that own these shares, but he disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest therein, if any.
- These shares are held by or for the reporting person's adult children and their spouses and children, none of whom reside in the reporting person's home. The reporting person disclaims any pecuniary or reportable interest in the shares and they will not be included in his future reports.
- On December 21, 2012, the reporting person's spouse contributed 537,911 shares of Class A common stock to a grantor retained annuity trust for the benefit of herself and her children.