Filing Details
- Accession Number:
- 0001209191-13-003652
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-18 16:45:03
- Reporting Period:
- 2013-01-17
- Filing Date:
- 2013-01-18
- Accepted Time:
- 2013-01-18 16:45:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1260990 | Gtx Inc | GTXI | Pharmaceutical Preparations (2834) | 621715807 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1314981 | T James Dalton | 175 Toyota Plaza 7Th Floor Memphis TN 38103 | Vp, Chief Scientific Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-01-17 | 20,000 | $2.65 | 20,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-17 | 20,000 | $5.20 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-01-17 | 20,000 | $0.00 | 20,000 | $2.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 30,000 | 2020-12-31 | No | 4 | M | Direct |
Footnotes
- An aggregate of 20,000 options were sold in multiple trades on January 17, 2013 at prices ranging from $5.20 to $5.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, GTx, Inc. or a shareholder of GTx, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- 10,000 options vested and became exercisable on January 1, 2012; 10,000 options vested and became exercisable on January 1, 2013; 10,000 options will vest and become exercisable on January 1, 2014; 10,000 options will vest and become exercisable on January 1, 2015; and 10,000 options will vest and become exercisable on 2016.
- Not applicable.
Billionaire Hedge Funds
