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Home > Insider Trading > Filing (0001181431-13-003817)

Filing Details

Accession Number:: 0001181431-13-003817
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-01-17 21:02:21
Reporting Period:: 2013-01-16

Filing Date:: 2013-01-17
Accepted Time:: 2013-01-17 21:02:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1504619	Pennantpark Floating Rate Capital Ltd.	PFLT	()	273794690

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1284937	H Arthur Penn	590 Madison Avenue 15Th Floor New York NY 10022	Chairman And Ceo	Yes	Yes	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-01-16	7,000	$13.41	7,667	No	4	P	Indirect	By Pennant Park Investment Advisers, LLC
Common Stock	Disposition	2013-01-17	3,000	$13.40	10,667	No	4	P	Indirect	By Pennant Park Investment Advisers, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Pennant Park Investment Advisers, LLC
No	4	P	Indirect	By Pennant Park Investment Advisers, LLC

Footnotes

Due to his control of and ownership interest in PennantPark Investment Advisers, LLC, which owns directly 10,667 shares of Common Stock of the Issuer as of January 17, 2013, Mr.Penn may be viewed as having voting and dispositive power over all of the share held by such entity. Mr. Penn disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.