Filing Details

Accession Number:
0001203311-13-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-17 20:12:14
Reporting Period:
2013-01-15
Filing Date:
2013-01-17
Accepted Time:
2013-01-17 20:12:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1060736 Seattle Genetics Inc SGEN Biological Products, (No Disgnostic Substances) (2836) 911874389
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1393945 C Thomas Reynolds 21823 30Th Drive Se
Bothell WA 98021
Chief Medical Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-01-15 3,679 $11.09 61,280 No 4 M Direct
Common Stock Disposition 2013-01-15 3,679 $28.01 57,601 No 4 S Direct
Common Stock Acquisiton 2013-01-15 35,492 $11.09 93,093 No 4 M Direct
Common Stock Disposition 2013-01-15 35,492 $28.00 57,601 No 4 S Direct
Common Stock Acquisiton 2013-01-15 35,493 $11.09 93,094 No 4 M Direct
Common Stock Disposition 2013-01-15 35,493 $28.00 57,601 No 4 S Direct
Common Stock Acquisiton 2013-01-15 33,643 $12.16 91,244 No 4 M Direct
Common Stock Disposition 2013-01-15 33,643 $28.01 57,601 No 4 S Direct
Common Stock Acquisiton 2013-01-15 12,605 $12.00 70,206 No 4 M Direct
Common Stock Disposition 2013-01-15 12,605 $28.01 57,601 No 4 S Direct
Common Stock Acquisiton 2013-01-15 4,167 $15.46 61,768 No 4 M Direct
Common Stock Disposition 2013-01-15 4,167 $28.01 57,601 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Option (right to buy) Disposition 2013-01-15 3,679 $0.00 3,679 $11.09
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-01-15 35,492 $0.00 35,492 $11.09
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-01-15 35,493 $0.00 35,493 $11.09
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-01-15 12,605 $0.00 12,605 $12.00
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-01-15 33,643 $0.00 33,643 $12.16
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-01-15 4,167 $0.00 4,167 $15.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-08-27 No 4 M Direct
35,493 2018-08-27 No 4 M Direct
0 2018-08-27 No 4 M Direct
43,751 2020-08-27 No 4 M Direct
12,611 2019-08-25 No 4 M Direct
60,199 2021-08-24 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Reynolds on December 13, 2012.
  2. $28.0058 represents an average price per share for the shares sold on 1/15/2013. The sell price for shares sold on this day ranged from $27.36 to 28.27.
  3. Amount of securities beneficially owned following reported transactions includes 53,886 Restricted Stock Units subject to vesting.
  4. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Reynolds on November 8, 2011.
  5. Shares vested at a rate of 25% on 8/27/09 and monthly thereafter until all the shares were fully vested on 8/27/12.
  6. Shares shall vest at a rate of 25% on 8/27/11 and monthly thereafter until all the shares are fully vested on 8/27/14.
  7. Shares shall vest at a rate of 25% on 8/25/10 and monthly thereafter until all the shares are fully vested on 8/25/13.
  8. Shares shall vest at a rate of 25% on 8/24/12 and monthly thereafter until all the shares are fully vested on 8/24/15.