Filing Details
- Accession Number:
- 0001209191-13-003603
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-17 19:59:11
- Reporting Period:
- 2013-01-15
- Filing Date:
- 2013-01-17
- Accepted Time:
- 2013-01-17 19:59:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1340652 | Chemocentryx Inc. | CCXI | Pharmaceutical Preparations (2834) | 943254365 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1422995 | J. Markus Cappel | C/O Chemocentryx, Inc. 850 Maude Avenue Mountain View CA 94043 | Chief Bus. Officer & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-01-15 | 800 | $4.30 | 75,800 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-15 | 800 | $11.15 | 75,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-01-16 | 600 | $4.30 | 75,600 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-16 | 600 | $11.18 | 75,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-01-17 | 383 | $4.30 | 75,383 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-17 | 383 | $11.15 | 75,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-01-17 | 917 | $0.60 | 75,917 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-17 | 917 | $11.16 | 75,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-01-15 | 800 | $0.00 | 800 | $4.30 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-01-16 | 600 | $0.00 | 600 | $4.30 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-01-17 | 383 | $0.00 | 1,183 | $4.30 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-01-17 | 917 | $0.00 | 917 | $0.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,285 | 2017-02-06 | No | 4 | M | Direct | |
| 39,685 | 2017-02-06 | No | 4 | M | Direct | |
| 39,302 | 2017-02-06 | No | 4 | M | Direct | |
| 40,168 | 2014-05-13 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $11.15 to $11.24 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $11.15 to $11.20 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- As of January 15, 2013 and prior to this transaction, the option fully vested.
- Not applicable.
- As of January 16, 2013 and prior to this transaction, the option fully vested.
- As of January 17, 2013 and prior to this transaction, the option fully vested.
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