Filing Details
- Accession Number:
- 0001127602-13-002184
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-17 17:13:53
- Reporting Period:
- 2013-01-17
- Filing Date:
- 2013-01-17
- Accepted Time:
- 2013-01-17 17:13:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1520262 | Alkermes Plc. | ALKS | Pharmaceutical Preparations (2834) | 981007018 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1376548 | Elliot Ehrich | 852 Winter St. Waltham MA 02451 | Svp, R&D & Cmo, Alkermes, Inc. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2013-01-17 | 48,747 | $8.55 | 76,627 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2013-01-17 | 40,000 | $11.47 | 116,627 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2013-01-17 | 88,747 | $22.09 | 27,880 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2013-01-17 | 11,301 | $22.09 | 16,579 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Option (Right to Buy) | Disposition | 2013-01-17 | 48,747 | $0.00 | 48,747 | $8.55 |
| Ordinary Shares | Employee Stock Option (Right to Buy) | Disposition | 2013-01-17 | 40,000 | $0.00 | 40,000 | $11.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,253 | 2019-05-26 | No | 4 | M | Direct | |
| 75,800 | 2020-05-17 | No | 4 | M | Direct |
Footnotes
- This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.95 to $22.22. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- 50% vested as of 9/16/11, remainder vests in 2 equal annual installments beginning on 5/26/12.
- 25% vested as of 9/16/11, remainder vests in 3 equal annual installments beginning on 5/17/12.
Billionaire Hedge Funds
