Home > Insider Trading > Filing (0000014693-13-000016)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
14693	Brown Forman Corp	BFA, BFB	Beverages (2080)	610143150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1351766	Mccauley J Brown	850 Dixie Highway Louisville KY 40210		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common	Disposition	2012-12-26	160,889	$0.00	8,027	No	5	G	Direct
Class A Common	Acquisiton	2012-12-26	134,898	$0.00	176,898	No	5	G	Indirect	By MAE LLC
Class A Common	Acquisiton	2012-12-26	54,625	$0.00	102,746	No	5	G	Indirect	By JMB Irrev Trust
Class A Common	Acquisiton	2013-01-15	4,500	$63.79	107,246	No	4	P	Indirect	By JMB Irrev Trust
Class A Common	Acquisiton	2013-01-15	1,000	$63.89	1,000	No	4	P	Indirect	By Crummey Trust
Class A Common	Acquisiton	2013-01-15	3,925	$63.79	3,925	No	4	P	Indirect	By Spray Trust
Class A Common	Acquisiton	2012-12-26	25,991	$0.00	71,249	No	5	G	Indirect	By Spouse
Class A Common	Disposition	2012-12-26	71,249	$0.00	0	No	5	G	Indirect	By Spouse
Class A Common	Acquisiton	2012-12-26	71,249	$0.00	71,249	No	5	G	Indirect	Spouse GRAT
Class A Common	Acquisiton	2013-01-15	6,125	$63.78	6,125	No	4	P	Indirect	By Spouse Irrev Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Direct
No	5	G	Indirect	By MAE LLC
No	5	G	Indirect	By JMB Irrev Trust
No	4	P	Indirect	By JMB Irrev Trust
No	4	P	Indirect	By Crummey Trust
No	4	P	Indirect	By Spray Trust
No	5	G	Indirect	By Spouse
No	5	G	Indirect	By Spouse
No	5	G	Indirect	Spouse GRAT
No	4	P	Indirect	By Spouse Irrev Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common	907,663	Indirect	By Brown Ventures, LLC
Class A Common	148,439	Indirect	By GRAT
Class A Common	4,600	Indirect	By children
Class B Common	67,515	Direct
Class B Common	124,519	Indirect	By Brown Ventures, LLC
Class B Common	6,071	Indirect	BF 401(k) Plan
Class B Common	589	Indirect	By Children
Class B Common	11,314	Indirect	By Spouse

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Class B Common	Restricted Stock Unit	$0.00	1,303	1,303	Direct
Class B Common	Restricted Stock Uniit	$0.00	917	917	Direct
Class B Common	Restricted Stock Unit	$0.00	778	778	Direct
Class B Common	Restricted Stock Unit	$0.00	254	254	Direct

Amount	Remaning Holdings	Nature of Ownership
1,303	1,303	Direct
917	917	Direct
778	778	Direct
254	254	Direct

Footnotes

This number has been adjusted to correct an error in calculating the number of shares held by the reporting person following previously reported transactions.
Adjusted to reflect shares transferred between reporting person's direct holdings and GRATS of which the reporting person is trustee and sole annuitant.
Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of January16, 2013.
Each Restricted Stock Unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
The Restricted Stock Units were granted July 23, 2009, and vest April 30, 2013.
The Restricted Stock Units were granted on July 22, 2010, and vest April 30, 2014.
The Restricted Stock Units were granted on July 28, 2011, and vest April 30, 2015.
The Restricted Stock Units were granted on July 26, 2012, and vest April 30, 2016.
All outstanding derivative security amounts and exercise prices were adjusted on December 27, 2012, the record date for the Issuer's December 12, 2012 special cash dividend.