Filing Details

Accession Number:
0001179110-13-000980
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-17 15:13:41
Reporting Period:
2012-02-29
Filing Date:
2013-01-17
Accepted Time:
2013-01-17 15:13:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1532543 Roi Acquisition Corp. ROIQ Blank Checks (6770) 453414553
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1566938 Roic Acquisition Holdings Lp 9 West 57Th Street
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Disposition 2012-04-09 281,250 $0.00 1,875,000 No 4 J Direct
Common Stock, Par Value $0.0001 Per Share Disposition 2012-07-26 1,875,000 $0.01 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.0001 Per Share Sponsor Warrants Disposition 2012-02-29 4,166,667 $0.75 4,166,667 $12.00
Common Stock, Par Value $0.0001 Per Share Sponsor Warrants Disposition 2012-07-26 4,166,667 $0.73 4,166,667 $12.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,166,667 No 4 P Direct
0 No 4 S Direct
Footnotes
  1. Forfeiture to the Issuer as a result of failure of underwriter in the Issuer's initial public offering to exercise its overallotment option.
  2. The Sponsor Warrants are identical to the warrants included in the units that were sold by the Issuer in its initial public offering, except for those differences set forth in the Issuer's registration statement on Form S-1 (File No. 333-177340). In addition, the Sponsor Warrants (including the shares of common stock issuable upon exercise of such warrants) generally are not transferable, assignable or salable until 30 days after the completion of the Issuer's initial business combination and they will be non-redeemable so long as they are held by the reporting person or its permitted transferees and will expire worthless if the Issuer does not complete an initial business combination within 21 months from the closing of the Issuer's initial public offering.