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Filing Details

Accession Number:: 0000014693-13-000015
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-01-17 15:11:46
Reporting Period:: 2013-01-15

Filing Date:: 2013-01-17
Accepted Time:: 2013-01-17 15:11:46
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
14693	Brown Forman Corp	BFA, BFB	Beverages (2080)	610143150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1468766	Ackerman Jill Jones	850 Dixie Hwy Louisville KY 40210	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class B Common	Acquisiton	2013-01-15	2,060	$63.44	3,840	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common	8,527	Direct
Class A Common	2,212	Indirect	ESPP
Class B Common	45	Indirect	Trust FBO Child
Class B Common	45	Indirect	Trust FBO Child
Class B Common	298	Indirect	ESPP
Class B Common	6,660	Indirect	401(k) Plan

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class B Common	Stock Appreciation Right	$30.36	2008-05-01	2015-04-30	5,553	5,553	Direct
Class B Common	Stock Appreciation Right	$37.13	2009-05-01	2016-04-30	3,009	3,009	Direct
Class B Common	Stock Appreciation Right	$35.87	2010-05-01	2017-04-30	6,117	6,117	Direct
Class B Common	Stock Appreciation Right	$37.72	2011-05-01	2018-04-30	8,192	8,192	Direct
Class B Common	Stock Appreciation Right	$28.74	2012-05-01	2019-04-30	12,945	12,945	Direct
Class B Common	Stock Appreciation Right	$40.83	2013-05-01	2020-04-30	14,217	14,217	Direct
Class B Common	Stock Appreciation Right	$49.30	2014-05-01	2021-04-30	15,773	15,773	Direct
Class B Common	Stock Appreciation Right	$62.36	2015-05-01	2022-04-30	10,445	10,445	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2015-04-30	5,553	5,553	Direct
2016-04-30	3,009	3,009	Direct
2017-04-30	6,117	6,117	Direct
2018-04-30	8,192	8,192	Direct
2019-04-30	12,945	12,945	Direct
2020-04-30	14,217	14,217	Direct
2021-04-30	15,773	15,773	Direct
2022-04-30	10,445	10,445	Direct

Footnotes

On August 10, 2012, the Class A and Class B common stock of Brown-Forman Corporation split 3-2, resulting in the reporting person's acquisition of 2,852 additional Class A shares of common stock.
Number of Class A shares the reporting person has acquired through the Brown-Forman Corporation Employee Stock Purchase Program as of close of business on January 15, 2013, including 676.64 additional Class A shares of common stock issued in the August stock split.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $63.4393 to $63.44, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (3) to this Form 4.
Includes 5,934 additional Class B shares of common stock issued in the August stock split.
Includes 15 additional Class B shares of common stock issued in the August stock split.
Number of Class B shares the reporting person has acquired through the Brown-Forman Corporation Employee Stock Purchase Program as of close of business on January 15, 2013, including additional 92.77 Class B shares of common stock issued in the August stock split.
Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of January 16, 2013, including additional Class B shares of Class B common stock issued in the August stock split.
These stock appreciation rights were previously reported as covering 3,702 shares at an exercise price of $45.53, but were adjusted to reflect the August 2012 stock split.
These stock appreciation rights were previously reported as covering 2,006 shares at an exercise price of $55.69, but were adjusted to reflect the August 2012 stock split.
These stock appreciation rights were previously reported as covering 4,078 shares at an exercise price of $53.80, but were adjusted to reflect the August 2012 stock split.
These stock appreciation rights were previously reported as covering 5,461 shares at an exercise price of $56.58, but were adjusted to reflect the August 2012 stock split.
These stock appreciation rights were previously reported as covering 8,630 shares at an exercise price of $43.10, but were adjusted to reflect the August 2012 stock split.
These stock appreciation rights were previously reported as covering 9,478 shares at an exercise price of $61.24, but were adjusted to reflect the August 2012 stock split.
These stock appreciation rights were previously reported as covering 10,515 shares at an exercise price of $73.95, but were adjusted to reflect the August 2012 stock split.
These stock appreciation rights were previously reported as covering 6,963 shares at an exercise price of $93.54, but were adjusted to reflect the August 2012 stock split.