Filing Details
- Accession Number:
- 0001387467-13-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-17 15:07:25
- Reporting Period:
- 2013-01-15
- Filing Date:
- 2013-01-17
- Accepted Time:
- 2013-01-17 15:07:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1387467 | Alpha & Omega Semiconductor Ltd | AOSL | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1522325 | Yifan Liang | 475 Oakmead Parkway Sunnyvale CA 94085 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2013-01-15 | 10,878 | $2.00 | 13,124 | No | 4 | M | Direct | |
Common Shares | Disposition | 2013-01-15 | 10,878 | $9.00 | 2,246 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Employee Share Option (right to buy) | Disposition | 2013-01-15 | 10,878 | $0.00 | 10,878 | $2.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,980 | 2015-04-14 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2012, as amended.
- Includes (i) 1,223 shares subject to a restricted stock unit award granted on April 26, 2012 that will be issued as those units vest.
- As of January 15, 2013, the option is fully vested and immediately exercisable for all option shares.