Filing Details
- Accession Number:
- 0001209191-13-003329
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-16 18:26:16
- Reporting Period:
- 2013-01-14
- Filing Date:
- 2013-01-16
- Accepted Time:
- 2013-01-16 18:26:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1383729 | Fusion-Io Inc. | FIO | Computer Storage Devices (3572) | 204232255 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1521955 | J. Shawn Lindquist | C/O Fusion-Io, Inc. 2855 E. Cottonwood Pkwy, Suite 100 Salt Lake City UT 84121 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-01-14 | 3,150 | $0.65 | 5,320 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-14 | 3,150 | $21.09 | 2,170 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-01-15 | 1,225 | $0.65 | 3,395 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-01-15 | 625 | $1.96 | 4,020 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-15 | 1,850 | $21.18 | 2,170 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-01-14 | 1,458 | $0.00 | 1,458 | $0.65 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-01-14 | 1,692 | $0.00 | 1,692 | $0.65 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-01-15 | 1,225 | $0.00 | 1,225 | $0.65 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-01-15 | 625 | $0.00 | 625 | $1.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 83,959 | 2020-02-11 | No | 4 | M | Direct | |
| 39,142 | 2020-03-01 | No | 4 | M | Direct | |
| 37,917 | 2020-03-01 | No | 4 | M | Direct | |
| 43,125 | 2020-09-11 | No | 4 | M | Direct |
Footnotes
- Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $21.00 per share to $21.23 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $21.01 per share to $21.34 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- The option became exercisable as to 1/4th of the shares subject to the option on February 8, 2011, and 1/48th of the shares subject to the option vest on the 8th day of the month each month thereafter.
- The option becomes exercisable as to 1/48th of the shares subject to the option each month after September 12, 2010, subject to the Reporting Person being employed by the Issuer for a full year.
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