Filing Details
- Accession Number:
- 0001127602-13-002019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-16 16:58:56
- Reporting Period:
- 2012-12-24
- Filing Date:
- 2013-01-16
- Accepted Time:
- 2013-01-16 16:58:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 910612 | Cbl & Associates Properties Inc | CBL | Real Estate Investment Trusts (6798) | 621545718 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1280129 | Cbl & Associates Inc | 2030 Hamilton Place Blvd., Suite 500 Chattanooga TN 374216000 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-12-24 | 30,000 | $21.05 | 1,232,106 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-12-27 | 41,065 | $20.80 | 1,191,041 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-12-27 | 128,935 | $20.72 | 1,062,106 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-12-28 | 16,000 | $20.91 | 1,046,106 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-12-31 | 11,000 | $21.24 | 1,035,106 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Units | $0.00 | 2043-11-03 | 15,520,703 | 15,520,703 | Direct | |
| Common Stock | Common Units | $0.00 | 2043-11-03 | 208,675 | 208,675 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2043-11-03 | 15,520,703 | 15,520,703 | Direct |
| 2043-11-03 | 208,675 | 208,675 | Indirect |
Footnotes
- Additionally, the Reporting Person owns, directly or indirectly, limited partnership interests in CBL & Associates Limited Partnership, a Delaware limited partnership (the "Operating Partnership"), that, together with the partnership interests of other limited partners in the Operating Partnership which are controlled by the Reporting Person, may be exchanged at any time for an aggregate of 15,729,378 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.
- The Common Units are exercisable on a 1 to 1 ratio with no exercise price.
- Immediately exercisable.
- Includes 58,203 Common Units owned directly by CBL Employees Partnership/Conway, a general partnership controlled by the Reporting Person.
- Includes 92,793 Common Units owned directly by Foothills Plaza Partnership, a general partnership controlled by the Reporting Person.
- Includes 7,254 Common Units owned directly by Girvin Road Partnership, a general partnership controlled by the Reporting Person.
- Includes 50,425 Common Units owned directly by Warehouse Partnership, a general partnership controlled by the Reporting Person.
- The Reporting Person disclaims beneficial ownership of hte reported securities except to the extent of its pecuniary interest therein.
Billionaire Hedge Funds
