Filing Details
- Accession Number:
- 0001209191-13-003223
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-01-16 08:52:58
- Reporting Period:
- 2012-11-07
- Filing Date:
- 2013-01-16
- Accepted Time:
- 2013-01-16 08:52:58
- Original Submission Date:
- 2012-11-09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 16614 | Camco Financial Corp | CAFI | Savings Institutions, Not Federally Chartered (6036) | 510110823 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1459487 | Douglas Troy Greenwalt | 2045 Chickasaw Drive London OH 43140 | Svp | No | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-07 | 15,890 | $1.75 | 30,842 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2012-11-07 | 14,252 | $1.75 | 19,982 | No | 4 | X | Indirect | By 401(k) Plan |
| Common Stock | Acquisiton | 2012-11-07 | 28,500 | $1.75 | 59,342 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | X | Indirect | By 401(k) Plan |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Subscription Rights (right to buy) | Disposition | 2012-11-07 | 15,890 | $0.00 | 15,890 | $1.75 |
| Common Stock | Subscription Rights (right to buy) | Disposition | 2012-11-07 | 14,252 | $0.00 | 14,252 | $1.75 |
| Common Stock | Common Stock Warrants (Right to Buy) | Acquisiton | 2012-11-07 | 14,250 | $0.00 | 14,250 | $2.10 |
| Common Stock | Common Stock Warrants (Right to Buy) | Acquisiton | 2012-11-07 | 7,945 | $0.00 | 7,945 | $2.10 |
| Common Stock | Common Stock Warrants (Right to Buy) | Acquisiton | 2012-11-07 | 7,126 | $0.00 | 7,126 | $2.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-09-24 | 2012-11-01 | No | 4 | X | Direct |
| 0 | 2012-09-24 | 2012-11-01 | No | 4 | X | Indirect |
| 14,250 | 2012-11-07 | 2017-11-06 | No | 4 | P | Direct |
| 7,945 | 2012-11-07 | 2017-11-06 | No | 4 | P | Direct |
| 7,126 | 2012-11-07 | 2017-11-06 | No | 4 | P | Indirect |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Option | $2.15 | 2011-02-18 | 2021-02-18 | 9,383 | 9,383 | Direct |
| Common Shares | Stock Option | $2.51 | 2010-02-26 | 2020-02-26 | 8,345 | 8,345 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-02-18 | 9,383 | 9,383 | Direct |
| 2020-02-26 | 8,345 | 8,345 | Direct |
Footnotes
- The original filing over-reported the amount of rights subscribed in the rights offering and is being amended here to provide the correct amount.
- The warrants were acquired in connection with the purchase of common stock as part of Camco's offering
- 20% exercisable on date of grant. Additional 20% exercisable each anniversary date thereafter.
Billionaire Hedge Funds
