Filing Details
- Accession Number:
- 0001014776-13-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-15 21:57:55
- Reporting Period:
- 2008-10-23
- Filing Date:
- 2013-01-15
- Accepted Time:
- 2013-01-15 21:57:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
793040 | Ellsworth Fund Ltd | ECF | (0) | 133345139 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1269051 | J Sally Finnican | C/O Dinsmore Capital Management 65 Madison Avenue Morristown NJ 07960 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Shares Of Beneficial Interest | Acquisiton | 2008-10-23 | 5,000 | $4.71 | 12,875 | No | 4 | P | Direct | |
Shares Of Beneficial Interest | Acquisiton | 2013-01-11 | 1,000 | $0.00 | 15,087 | No | 4 | G | Indirect | By son's trust |
Shares Of Beneficial Interest | Acquisiton | 2013-01-11 | 1,000 | $0.00 | 16,087 | No | 4 | G | Indirect | By daughter's trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | G | Indirect | By son's trust |
No | 4 | G | Indirect | By daughter's trust |
Footnotes
- These shares were gifts to the reporting person's son and daughter.
- Includes 268 shares acquired on various dates in fiscal years 2003 through 2012 under the ECF dividend reinvestment plan.
- New Jersey Uniform Transfers to Minors Act.
- In addition the reporting person is the direct beneficial owner of 1,167 additional shares, acquired on various dates in fiscal years 2008 through 2012 under the ECF dividend reinvestment plan.