Filing Details
- Accession Number:
- 0001014776-13-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-15 20:29:53
- Reporting Period:
- 2008-09-26
- Filing Date:
- 2013-01-15
- Accepted Time:
- 2013-01-15 20:29:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
793040 | Ellsworth Fund Ltd | ECF | (0) | 133345139 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1190029 | D Jane Okeeffe | C/O Dinsmore Capital Management Co. 65 Madison Ave Morristown NJ 07960 | President | Yes | Yes | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Shares Of Beneficial Interest | Acquisiton | 2008-09-26 | 100 | $5.98 | 11,766 | No | 4 | P | Direct | |
Shares Of Beneficial Interest | Acquisiton | 2008-09-26 | 1,000 | $6.05 | 12,766 | No | 4 | P | Direct | |
Shares Of Beneficial Interest | Acquisiton | 2008-09-26 | 900 | $6.04 | 13,766 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- These share amounts have been corrected to exclude 1,832 shares indirectly owned by the reporting person, and which were inadvertently included in Column 5 of Table I of Ms. O'Keeffe's Form 4 filed on 9/26/2008
- Includes 1,322 shares acquired on various dates in fiscal year 2008 under the ECF dividend reinvestment plan.
- In addition, the reporting person is the indirect beneficial owner of 1,832 additional shares. These additional shares consist of: (i) 916 shares held by an UTMA trust for her daughter's benefit. Includes 118 shares acquired on various dates in fiscal year 2008 under the ECF dividend reinvestment plan, and (ii) 916 shares held by an UTMA trust for her son's benefit. Includes 118 shares acquired on various dates in fiscal year 2008 under the ECF dividend reinvestment plan.