Filing Details

Accession Number:
0001014776-13-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-15 20:29:53
Reporting Period:
2008-09-26
Filing Date:
2013-01-15
Accepted Time:
2013-01-15 20:29:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
793040 Ellsworth Fund Ltd ECF (0) 133345139
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1190029 D Jane Okeeffe C/O Dinsmore Capital Management Co.
65 Madison Ave
Morristown NJ 07960
President Yes Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Shares Of Beneficial Interest Acquisiton 2008-09-26 100 $5.98 11,766 No 4 P Direct
Shares Of Beneficial Interest Acquisiton 2008-09-26 1,000 $6.05 12,766 No 4 P Direct
Shares Of Beneficial Interest Acquisiton 2008-09-26 900 $6.04 13,766 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. These share amounts have been corrected to exclude 1,832 shares indirectly owned by the reporting person, and which were inadvertently included in Column 5 of Table I of Ms. O'Keeffe's Form 4 filed on 9/26/2008
  2. Includes 1,322 shares acquired on various dates in fiscal year 2008 under the ECF dividend reinvestment plan.
  3. In addition, the reporting person is the indirect beneficial owner of 1,832 additional shares. These additional shares consist of: (i) 916 shares held by an UTMA trust for her daughter's benefit. Includes 118 shares acquired on various dates in fiscal year 2008 under the ECF dividend reinvestment plan, and (ii) 916 shares held by an UTMA trust for her son's benefit. Includes 118 shares acquired on various dates in fiscal year 2008 under the ECF dividend reinvestment plan.