Filing Details
- Accession Number:
- 0001170316-13-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-15 11:00:39
- Reporting Period:
- 2012-09-04
- Filing Date:
- 2013-01-15
- Accepted Time:
- 2013-01-15 11:00:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
819050 | Vical Inc | VICL | Biological Products, (No Disgnostic Substances) (2836) | 930948554 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1170316 | R James Singer | Po Box 7020 Portland ME 04112 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-09-04 | 10,000 | $3.60 | 10,325,667 | No | 4 | P | Indirect | By CDEF LLC |
Common Stock | Acquisiton | 2012-09-05 | 15,000 | $3.60 | 10,340,667 | No | 4 | P | Indirect | By CDEF LLC |
Common Stock | Acquisiton | 2012-09-06 | 15,000 | $3.70 | 10,355,667 | No | 4 | P | Indirect | By CDEF LLC |
Common Stock | Acquisiton | 2012-09-07 | 10,000 | $3.79 | 10,365,667 | No | 4 | P | Indirect | By CDEF LLC |
Common Stock | Acquisiton | 2012-09-10 | 10,000 | $3.76 | 10,375,667 | No | 4 | P | Indirect | By CDEF LLC |
Common Stock | Acquisiton | 2012-09-11 | 10,000 | $3.79 | 10,385,667 | No | 4 | P | Indirect | By CDEF LLC |
Common Stock | Acquisiton | 2012-09-12 | 10,000 | $3.79 | 10,395,667 | No | 4 | P | Indirect | By CDEF LLC |
Common Stock | Acquisiton | 2012-09-18 | 20,000 | $4.16 | 10,415,667 | No | 4 | P | Indirect | By CDEF LLC |
Common Stock | Acquisiton | 2012-09-19 | 20,000 | $4.38 | 10,435,667 | No | 4 | P | Indirect | By CDEF LLC |
Common Stock | Acquisiton | 2012-09-20 | 20,000 | $4.23 | 10,455,667 | No | 4 | P | Indirect | By CDEF LLC |
Common Stock | Acquisiton | 2012-09-21 | 10,000 | $4.39 | 10,465,667 | No | 4 | P | Indirect | By CDEF LLC |
Common Stock | Acquisiton | 2012-09-24 | 4,333 | $4.54 | 10,470,000 | No | 4 | P | Indirect | By CDEF LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By CDEF LLC |
No | 4 | P | Indirect | By CDEF LLC |
No | 4 | P | Indirect | By CDEF LLC |
No | 4 | P | Indirect | By CDEF LLC |
No | 4 | P | Indirect | By CDEF LLC |
No | 4 | P | Indirect | By CDEF LLC |
No | 4 | P | Indirect | By CDEF LLC |
No | 4 | P | Indirect | By CDEF LLC |
No | 4 | P | Indirect | By CDEF LLC |
No | 4 | P | Indirect | By CDEF LLC |
No | 4 | P | Indirect | By CDEF LLC |
No | 4 | P | Indirect | By CDEF LLC |
Footnotes
- James R. Singer is the sole member of CDEF LLC, a Maine Limited Liability Company. He has voting and investment control over all securities owned by CDEF LLC.