Filing Details
- Accession Number:
- 0001140361-13-002002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-14 17:35:36
- Reporting Period:
- 2013-01-10
- Filing Date:
- 2013-01-14
- Accepted Time:
- 2013-01-14 17:35:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1318605 | Tesla Motors Inc | TSLA | Motor Vehicles & Passenger Car Bodies (3711) | 912197729 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1565080 | Harald Kroeger | Bela-Barenyi-Strasse Sindelfingen 2M 71063 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-01-10 | 29,860 | $6.63 | 4,897,789 | No | 4 | J | Indirect | See footnote |
Common Stock | Acquisiton | 2013-01-10 | 16,666 | $28.43 | 4,914,455 | No | 4 | J | Indirect | See footnote |
Common Stock | Disposition | 2013-01-10 | 46,526 | $33.59 | 4,867,929 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | See footnote |
No | 4 | J | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-01-10 | 29,860 | $0.00 | 29,860 | $6.63 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-01-10 | 16,666 | $0.00 | 16,666 | $28.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-01-11 | No | 4 | J | Indirect | |
0 | 2013-03-12 | No | 4 | J | Indirect |
Footnotes
- 4,867,929 shares are owned directly by Blackstar InvestCo LLC, which is wholly-owned by Daimler North America Corporation ("DNAC"). The 29,860 shares and 16,666 shares represent shares issuable upon exercise of options owned directly by DNAC, which shares were sold by DNAC simultaneously with the exercise of these options. The reporting person is a vice president of an affiliate of DNAC. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- The options vested in installments between December 4, 2009 and December 12, 2012.
- The options were owned directly by DNAC. The reporting person is a vice president of an affiliate of DNAC. The reporting person disclaims beneficial ownership of the options and the shares subject to the options, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- The options vested in installments between June 13, 2011 and December 12, 2012.