Filing Details
- Accession Number:
- 0001365555-13-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-14 16:53:01
- Reporting Period:
- 2013-01-14
- Filing Date:
- 2013-01-14
- Accepted Time:
- 2013-01-14 16:53:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1365555 | Amtrust Financial Services Inc. | AFSI | Fire, Marine & Casualty Insurance (6331) | 043106389 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1380886 | J Michael Saxon | C/O Amtrust Financial Services, Inc. 59 Maiden Lane, 6Th Floor New York NY 10038 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-01-14 | 13,200 | $6.36 | 125,509 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-01-14 | 5,688 | $30.82 | 119,821 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-01-14 | 691 | $31.17 | 119,130 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2013-01-14 | 13,200 | $0.00 | 13,200 | $6.36 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
177,612 | 2007-02-09 | 2016-02-09 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 19, 2011.
- Shares sold to satisfy income tax withholding liabilities and payment of the option exercise price.