Filing Details
- Accession Number:
- 0001193748-13-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-11 18:44:33
- Reporting Period:
- 2012-11-20
- Filing Date:
- 2013-01-11
- Accepted Time:
- 2013-01-11 18:44:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 849502 | Ramtron International Corp | RMTR | Semiconductors & Related Devices (3674) | 840962308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1193748 | Jr G William Howard | 1850 Ramtron Drive Colorado Springs CO 80921 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-11-20 | 10,000 | $3.10 | 25,000 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2012-11-23 | 25,000 | $3.10 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-20 | 20,000 | $3.10 | 20,000 | $1.68 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-20 | 300,000 | $3.10 | 300,000 | $2.29 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-20 | 25,000 | $3.10 | 25,000 | $2.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-12-15 | 2019-12-15 | No | 4 | D | Direct |
| 0 | 2015-12-07 | No | 4 | D | Direct | |
| 0 | 2003-10-21 | 2013-10-21 | No | 4 | D | Direct |
Footnotes
- This award was cancelled in the Merger in exchange for a cash payment per underlying share equal to the difference between the grant price and $3.10 (less any applicable tax wittholding).
- This option was cancelled in the Merger in exchange for a cash payment per underlying share equal to the difference between the exercise price and $3.10 (less any applicable tax wittholding).
Billionaire Hedge Funds
